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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2026-07-02
  • WV RA
    APPROVED
    Since 2026-07-02

Branch Locations

3120 University Ave, Morgantown, WV 26505-3239 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-02
WV RA APPROVED 2008-04-02
  • TX RA
    APPROVED_RES
    Since 2020-03-02
  • WV RA
    APPROVED
    Since 2008-04-02

Branch Locations

Suncrest 3120 University Ave., Morgantown, WV 26505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 01/2007 10/2020
The Huntington Investment Company Columbus OH 10/2020 Present
Ameriprise Financial Services, Llc Morgantown WV 06/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 2006-04-28
  • S65 Uniform Investment Adviser Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    2006-04-28
Designations
  • Certified Financial Planner
Other Names
  • Laura Catherine Bossio

View on SEC IAPD

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