Shannon Dee Chase

Traverse City, MI

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2022-02-23
TX	RA	APPROVED_RES	2015-02-02
MI	RA	APPROVED	2013-11-27

NV RA
APPROVED

Since 2022-02-23
TX RA
APPROVED_RES

Since 2015-02-02
MI RA
APPROVED

Since 2013-11-27

Branch Locations

Henderson, NV • United States

300 East Front Street Suite 300, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Traverse City	MI	09/2013	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	01/2021

09/2013 → Present

Morgan Stanley Smith Barney Llc

Traverse City, MI
01/2015 → 01/2021

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-26

S66 Uniform Combined State Law Examination

2013-11-26

View on SEC IAPD

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