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Crockett Witt Stearns

Rbc Capital Markets, LLC

Eugene, OR

Eugene, OR

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-11
OR RA APPROVED 2022-06-03
  • TX RA
    APPROVED
    Since 2022-11-11
  • OR RA
    APPROVED
    Since 2022-06-03

Branch Locations

975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 03/2015 03/2020
Wells Fargo Clearing Services, Llc Salt Lake City UT 03/2020 05/2022
Rbc Capital Markets, Llc Eugene OR 06/2022 Present
Previous Registrations
  • 2020-03-04 → 2022-05-31
    Wells Fargo Clearing Services, Llc
    Holladay, UT
    Salt Lake City, UT
  • 2019-03-01 → 2020-02-25
    Fidelity Personal And Workplace Advisors
    Orem, UT
Other Businesses

LYFT, NOT INV RELATED, SAN FRANCISCO, CA, DRIVER, START 2/8/2020, 16 HOURS PER MONTH, ZERO DURING TRADING, DRIVER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-29
S63 Uniform Securities Agent State Law Examination 2015-04-20
  • S66 Uniform Combined State Law Examination
    2018-10-29
  • S63 Uniform Securities Agent State Law Examination
    2015-04-20
Other Names
  • Crockett Witt Stearns
  • Crockett Stearns

View on SEC IAPD

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Other Offices

ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR
FINANCIAL FACILITATORS, INC. · EUGENE, OR
UBS FINANCIAL SERVICES INC. · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
EDWARD JONES · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

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