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Enrico Malpas Santos

Braypark Wealth Management

Costa Mesa, CA

CRD 6249988

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Employer firm

Braypark Wealth Management CRD 334880

$40.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Braypark Wealth Management

555 Anton Blvd Ste 150, Costa Mesa, CA 92626 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-08-05
TX RA APPROVED_RES 2025-10-01
CA RA APPROVED 2025-02-28
  • HI RA
    APPROVED
    Since 2026-08-05
  • TX RA
    APPROVED_RES
    Since 2025-10-01
  • CA RA
    APPROVED
    Since 2025-02-28

Branch Locations

555 Anton Blvd Ste 150, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Carson CA 07/2016 01/2018
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated Carson CA 07/2016 01/2018
Morgan Stanley Irvine CA 03/2018 11/2022
Morgan Stanley Private Bank, N.A. New York NY 03/2018 11/2022
The Prudential Insurance Company Of America Orange CA 11/2022 02/2025
Pruco Securities Llc Orange CA 11/2022 11/2024
Morgan Stanley Private Bank, N.A New York NY 03/2018 11/2022
Lpl Enterprise, Llc Orange CA 11/2024 02/2025
Braypark Wealth Management California CA 02/2025 Present
  • 07/2016 → 01/2018
    Bank Of America, N.A.
    Carson, CA
  • 07/2016 → 01/2018
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    Carson, CA
  • 03/2018 → 11/2022
    Irvine, CA
  • 03/2018 → 11/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2022 → 02/2025
    The Prudential Insurance Company Of America
    Orange, CA
  • 11/2022 → 11/2024
    Orange, CA
  • 03/2018 → 11/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 11/2024 → 02/2025
    Orange, CA
  • 02/2025 → Present
    California, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-02
S63 Uniform Securities Agent State Law Examination 2013-12-20
  • S66 Uniform Combined State Law Examination
    2015-10-02
  • S63 Uniform Securities Agent State Law Examination
    2013-12-20
Other Names
  • Rico Malpas Santos
  • Jose Enrico M Santos
  • Jose E Santos
  • Jose E Santos
  • Jose Enrico Malpas Santos
  • Enrico Malpas Santos
  • Enrico M Santos

View on SEC IAPD

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