Christopher Stephen Koshy

Robert W. Baird & Co. Incorporated

CRD 6249929

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-07-11
TX	RA	APPROVED	2019-07-10
WI	RA	APPROVED	2019-03-06

FL RA
APPROVED

Since 2019-07-11
TX RA
APPROVED

Since 2019-07-10
WI RA
APPROVED

Since 2019-03-06

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Delafield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ease	Milwaukee	WI	08/2017	12/2018
Elmbrook Church	Brookfield	WI	10/2015	08/2017
Lpl Financial	Greenwood Village	CO	08/2017	02/2019
Baird	Milwaukee	WI	02/2019	Present

08/2017 → 12/2018

Ease

Milwaukee, WI
10/2015 → 08/2017

Elmbrook Church

Brookfield, WI
08/2017 → 02/2019

Lpl Financial

Greenwood Village, CO
02/2019 → Present

Baird

Milwaukee, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-29

S66 Uniform Combined State Law Examination

2019-01-29

Other Names

Chris Stephen Koshy
Christopher Stephen Koshy
Chris S Koshy

View on SEC IAPD

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