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608 W. Horatio Street Unit D, Tampa, FL 33606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-07 |
Branch Locations
608 W. Horatio Street Unit D, Tampa, FL 33606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Tampa | FL | 05/2015 | 08/2018 |
| Ubs Financial Services | Tampa | FL | 08/2018 | 05/2022 |
| Vectorshares Llc. | Tampa | FL | 04/2022 | Present |
| Vectorshares Llc. | Tampa | FL | 01/2023 | Present |
1) Dough Agency, LLC, licensed insurance agency providing Property & Casualty, Health, Life Insurance Solutions, not investment related, Manager and Principal Agent role, 2/2023, 20 hours/month, 5 hours/month during trading hours. 2) DFN Management LLC, SEC RIA providing investment consulting services to pooled investment vehicles, investment related, member role, 5/2022, 25 hours/ month, 15 hours/month during trading hours. 3) Absolute Group 1 LLC, holding company with interests in multiple small businesses and passive real estate properties, investment related, member role, 5/2021, 20 hours/month, 5 hours/month during trading hours. 4) Absolute Group 16 Inc, holding company with interests in multiple small businesses and passive real estate properties, investment related, member role, 5/2021, 4 hours/month, 0 hours/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-10 |
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