Inactive

Robert Saul Stepleman

Bolton Securities Corporation

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Current Employers

Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-11-15
ME	RA	APPROVED	2013-09-30

FL RA
APPROVED

Since 2013-11-15
ME RA
APPROVED

Since 2013-09-30

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

358 Us Route One, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bolton Global Asset Management	Bolton	FL	09/2013	Present
Sarasota Herald Tribune	Sarasota	FL	08/2000	04/2023

09/2013 → Present

Bolton Global Asset Management

Bolton, FL
08/2000 → 04/2023

Sarasota Herald Tribune

Sarasota, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-30

S65 Uniform Investment Adviser Law Examination

2013-09-30

Other Names

Robert Stepleman

View on SEC IAPD

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Other Investors

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HENRIQUE JOAO PINHEIRO

EUCLIDES RAFAEL MORENO

CHARLES VINCENT SULLIVAN

CARLOS R VILLANUEVA SUCRE

Other Offices

BOLTON SECURITIES CORPORATION · BOLTON, MA

VANDERBILT ADVISORY SERVICES · HUDSON, MA

LPL FINANCIAL LLC · HUDSON, MA

EDWARD JONES · HUDSON, MA

APEX INVESTMENT GROUP · HUDSON, MA

INTEGRATED WEALTH CONCEPTS LLC · STOW, MA

LPL FINANCIAL LLC · HUDSON, MA

CETERA INVESTMENT ADVISERS LLC · HUDSON, MA

More in Bolton, MA

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