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Theresa Anne Kumar

Wells Fargo Clearing Services, LLC

San Diego, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-13
CA RA APPROVED 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2024-03-13
  • CA RA
    APPROVED
    Since 2023-11-03

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank San Diego CA 09/2016 10/2023
U.S. Bancorp Investments, Inc. San Diego CA 09/2016 10/2023
Wells Fargo Clearing Services San Diego CA 10/2023 Present
Wells Fargo Bank San Diego CA 10/2023 Present
  • 09/2016 → 10/2023
    U.S. Bank
    San Diego, CA
  • 09/2016 → 10/2023
    U.S. Bancorp Investments, Inc.
    San Diego, CA
  • 10/2023 → Present
    Wells Fargo Clearing Services
    San Diego, CA
  • 10/2023 → Present
    Wells Fargo Bank
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-16
S63 Uniform Securities Agent State Law Examination 2013-10-29
  • S66 Uniform Combined State Law Examination
    2020-05-16
  • S63 Uniform Securities Agent State Law Examination
    2013-10-29
Other Names
  • Theresa A Podgorski
  • Theresa Podgorski
  • Theresa A Kratochvil
  • Theresa Kratochvil
  • Theresa Anne Kratochvil
  • Theresa Anne Podgorski

View on SEC IAPD

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