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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-20 |
Branch Locations
6505 Waterford District Drive Suite 450, Miami, FL 33126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Doral | FL | 06/2015 | Present |
| Transamerica Agency Network | Doral | FL | 05/2015 | Present |
| Notary Public | Miami | FL | 08/2015 | Present |
| Miami Gardens Commission For Women | Miami Gardens | FL | 08/2016 | 11/2021 |
| The City Of Miami Gardens | Miami | FL | 08/2016 | 08/2023 |
| Consultant For Employee Benefits | Miami | FL | 06/2017 | Present |
| Afscme | Miami | FL | 11/2017 | Present |
| Professionals Sharing With A Purpose | Miami | FL | 06/2017 | 08/2023 |
| Avmed Medicare | Miami Garden | FL | 11/2019 | 12/2022 |
| Colonial Life And Accidents | Columbia | SC | 04/2022 | Present |
| Aflac | Columbus Ga | FL | 12/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TAN | Investment related | Doral, FLorida | Insurance Agent | as of 05/2015 AFSCME / 1117-Present/ Investment Related: No/ 700 Poinciana Dr. Miami, FL 33136/ New membership rec / I will be recruiting union members to join their labor union. My objective is to help Miami Dade County Afscme local 199 grow their labor union membership to ensure that the union organization will not be decertified. The only connection for sales Will be if I come across a client in need of my services/ Hrs Work Monthly: 24/ Sec Trading Hrs: 9/ Twice a week I'll go to Miami Dade County sides in order to meet employees that have not become members as of yet. NOTARY PUBLIC; 08/31/2015; NOT RELATED; NOTARY; 16340 NW 37 AVE; MIAMI, FL 33054; .25 HRS/MO. 1 TRADING, NOTARY. CONSULTANT FOR EMPLOYEE BENEFITS/NO/16340 NW 37 AVE, MIAMI, FL 33054/CONSULT EMPLOYEES ON CURRENT BENEFITS/OWNER/06.09.2017/10/1/CONSULTING Colonial Life and Accidents/no/ PO Box 1365 Columbia, SC 29202 / Broker 04/01/2022 15/1 Voluntary Benefits / portfolio expansion / approved with restrictions AFLAC POSITION: agent NATURE: employee benefits INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 12/23/2022 ADDRESS: 1932 waynnton rd, Columbus ga FL 31999, United States DESCRIPTION: selling employee benefits
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-11 |
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