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5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-14 |
Branch Locations
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Dallas | TX | 01/2016 | 05/2018 |
| 1St Global Capital Corp. | Dallas | TX | 05/2018 | 10/2019 |
| 1St Global Advisors, Inc. | Dallas | TX | 05/2018 | 10/2019 |
| Avantax Advisory Services | Dallas | TX | 10/2019 | 04/2022 |
| Avantax Investment Services, Inc. | Dallas | TX | 10/2019 | 04/2022 |
| Guidestone Financial Resources | Dallas | TX | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-24 |
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