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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-11-22 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
101 E Kennedy Blvd, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Tampa | FL | 07/2015 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 07/2015 | 04/2021 |
| J.P. Morgan Chase Bank, N.A. | Sun City Center | FL | 04/2021 | 05/2022 |
| J.P. Morgan Securities Llc | Sun City Center | FL | 04/2021 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 05/2022 | Present |
I*4444265 Entity Type: School, College or University Name of OBA: Armwood High School Head JV Coach Address: Seffner, Florida, 33584 Investment Related: No Position, Title, Association: Other Employee Start Date: 11/01/2026 Number of Hours: 10, Weekly Number of Hours during trading: 2.5, Weekly Duties: Armwood High School which falls under Hillsborough County Schools. Coaching 9th and 10th grade basketball players.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-21 |
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