Tristan Andrew King

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 08/2018
  Ubs Financial Services Inc
  Los Angeles, CA
• 09/2018 → 01/2020
  Cantella & Co., Inc.
  Boston, MA
• 01/2020 → Present
  Independent Financial Group
  Los Angeles, CA

Previous Registrations

• 2018-09-07 → 2020-02-14
  Cantella & Co., Inc.
  Malden, MA
  Los Angeles, CA
  Irvine, CA
• 2016-02-08 → 2018-09-06
  Ubs Financial Services Inc.
  Los Angeles, CA
• 2013-11-20 → 2016-01-13
  Morgan Stanley
  Yardley, PA

Other Businesses

(1) BADII GROUP, LLC POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/04/2018 ADDRESS: 550 Reserve Street #250, Southlake TX 76092, United States DESCRIPTION: Registered admin at DBA used for marketing securities and advisory services. (2) BADII GROUP PRIVATE WEALTH MANAGEMENT POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2019 ADDRESS: 550 Reserve Street #250, Southlake TX 76092, United States DESCRIPTION: Registered admin at DBA used for marketing securities and advisory services.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-20