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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Mineral Wells | TX | 10/2013 | 11/2017 |
| Lpl Financial Llc | Mineral Wells | TX | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Mineral Wells | TX | 07/2021 | 06/2024 |
1. 7/31/2018 - City Of Mineral Wells - Not Investment Related - 115 SW First St. Mineral Wells, TX 76067 - Other-Elected official - Council Member - Start Date: 05/15/2018 - 10 Hours Per Month/1 Hour During Securities Trading - Council Member, City of Mineral Wells, Texas. 2. 12/7/2018 - Corner Post Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2016 - 132 Hours Per Month/6 Hours During Securities Trading. 3. 11/16/2021 - No Business Name - Investment Related - Home Based and Mineral Wells, TX 76067 - Real Estate Rental - Start Date: 08/01/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Renovating a detached garaged apartment at my home for residential long term rental.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-26 |
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