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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-24
  • TX RA
    APPROVED
    Since 2024-06-24

Branch Locations

115 N Oak Ave, Mineral Wells, TX 76067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Mineral Wells TX 10/2013 11/2017
Lpl Financial Llc Mineral Wells TX 11/2017 Present
Ica Group Wealth Management, Llc Mineral Wells TX 07/2021 06/2024
  • 10/2013 → 11/2017
    Investment Centers Of America, Inc.
    Mineral Wells, TX
  • 11/2017 → Present
    Mineral Wells, TX
  • 07/2021 → 06/2024
    Ica Group Wealth Management, Llc
    Mineral Wells, TX
Previous Registrations
  • 2021-07-21 → 2024-08-30
    Ica Group Wealth Management, Llc
    Denver, CO
    Mineral Wells, TX
  • 2016-01-29 → 2017-11-29
    Investment Centers Of America, Inc.
    Mineral Wells, TX
    Mineral Wells, TX
Other Businesses

1. 7/31/2018 - City Of Mineral Wells - Not Investment Related - 115 SW First St. Mineral Wells, TX 76067 - Other-Elected official - Council Member - Start Date: 05/15/2018 - 10 Hours Per Month/1 Hour During Securities Trading - Council Member, City of Mineral Wells, Texas. 2. 12/7/2018 - Corner Post Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2016 - 132 Hours Per Month/6 Hours During Securities Trading. 3. 11/16/2021 - No Business Name - Investment Related - Home Based and Mineral Wells, TX 76067 - Real Estate Rental - Start Date: 08/01/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Renovating a detached garaged apartment at my home for residential long term rental.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-26
  • S66 Uniform Combined State Law Examination
    2016-01-26
Designations
Other Names
  • Laura Beth Henary
  • Beth Watson

View on SEC IAPD

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