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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-24
  • TX RA
    APPROVED
    Since 2024-06-24

Branch Locations

115 N Oak Ave, Mineral Wells, TX 76067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Mineral Wells TX 05/2006 11/2017
Lpl Financial Llc Mineral Wells TX 11/2017 Present
Ica Group Wealth Management, Llc Mineral Wells TX 07/2021 06/2024
  • 05/2006 → 11/2017
    Investment Centers Of America, Inc.
    Mineral Wells, TX
  • 11/2017 → Present
    Mineral Wells, TX
  • 07/2021 → 06/2024
    Ica Group Wealth Management, Llc
    Mineral Wells, TX
Previous Registrations
  • 2021-07-21 → 2024-09-23
    Ica Group Wealth Management, Llc
    Mineral Wells, TX
    Denver, CO
  • 2006-05-18 → 2017-11-29
    Investment Centers Of America, Inc.
    Graham, TX
    Mineral Wells, TX
    Comanche, TX
  • 2004-08-03 → 2006-05-10
    Ft Worth, TX
    Ft Worth, TX
  • 2003-08-29 → 2004-07-20
    Curian Capital, Llc
    Denver, CO
Other Businesses

1. 11/02/2017 - JOHN BERRY RANCH - Not Investment Related - Other - Start Date 08/2006 - 0 During Securities Trading - Care for and sell cows. 2. 1/11/2018 - Corner Post Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 05/01/2011 - 160 hours per month/6 hours during securities trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-28
S63 Uniform Securities Agent State Law Examination 1995-12-14
  • S65 Uniform Investment Adviser Law Examination
    2003-08-28
  • S63 Uniform Securities Agent State Law Examination
    1995-12-14

View on SEC IAPD

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