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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Mineral Wells | TX | 05/2006 | 11/2017 |
| Lpl Financial Llc | Mineral Wells | TX | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Mineral Wells | TX | 07/2021 | 06/2024 |
1. 11/02/2017 - JOHN BERRY RANCH - Not Investment Related - Other - Start Date 08/2006 - 0 During Securities Trading - Care for and sell cows. 2. 1/11/2018 - Corner Post Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 05/01/2011 - 160 hours per month/6 hours during securities trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-14 |
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