Kevin Patrick Lake

Current Employers

Common Cents Planning

239 Baltimore Pike, Glen Mills, PA 19342-1127 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-02-23

PA RA
APPROVED

Since 2022-02-23

Branch Locations

239 Baltimore Pike, Glen Mills, PA 19342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Group	Radnor	PA	09/2013	11/2016
Cumby, Spencer & Associates Financial Group	Newtown Square	PA	11/2016	06/2017
New York Life Securities Insurance Co.	Horsham	PA	06/2017	09/2019
Massmutual Life Insurance Co	Bala Cynwyd	PA	09/2019	11/2020
Mml Investors Services Llc	Bala Cynwyd	PA	10/2019	11/2020
Commonwealth Financial Network	Waltham	MA	11/2020	Present
Planning Directions, Inc. Dba Common Cents Planning	Glen Mills	PA	11/2020	Present

09/2013 → 11/2016

Lincoln Financial Group

Radnor, PA
11/2016 → 06/2017

Cumby, Spencer & Associates Financial Group

Newtown Square, PA
06/2017 → 09/2019

New York Life Securities Insurance Co.

Horsham, PA
09/2019 → 11/2020

Massmutual Life Insurance Co

Bala Cynwyd, PA
10/2019 → 11/2020

Mml Investors Services Llc

Bala Cynwyd, PA
11/2020 → Present

Commonwealth Financial Network

Waltham, MA
11/2020 → Present

Planning Directions, Inc. Dba Common Cents Planning

Glen Mills, PA

Other Businesses

Fixed insurance sales; Located at 239 Baltimore Pike, Glen Mills, PA 19342-1127, as of 10/15/2020; 30% of time spent during business hours; Conducted at branch location; Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-22
S63	Uniform Securities Agent State Law Examination	2013-11-05

S65 Uniform Investment Adviser Law Examination

2021-12-22
S63 Uniform Securities Agent State Law Examination

2013-11-05

Designations

Other Names

Kevin Patrick Lake
Kevin Patrick Lake

View on SEC IAPD