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Debra Goodstein

Spc

Ann Arbor, MI

Brooklyn, NY

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-27
  • NY RA
    APPROVED
    Since 2025-01-27

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernath & Rosenberg, Pc New York NY 09/2013 12/2017
Cetera Financial Specialists Llc Schaumburg IL 09/2016 12/2017
Levine & Associates Cedarhurst NY 12/2018 01/2019
Cetera Financial Specialists, Llc Schaumburg IL 12/2017 01/2019
Cetera Investment Advisers, Llc Schaumburg IL 12/2017 01/2019
Empire Wealth Advisory Group Llc Cedarhurst NY 01/2018 01/2019
The Investment Center Inc Brooklyn NY 01/2019 01/2025
Ic Advisory Services Inc Brooklyn NY 01/2019 01/2025
Parkland Securities, Llc Ann Arbor MI 01/2025 Present
Sigma Planning Corporation Ann Arbor MI 01/2025 Present
  • 09/2013 → 12/2017
    Bernath & Rosenberg, Pc
    New York, NY
  • 09/2016 → 12/2017
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2018 → 01/2019
    Levine & Associates
    Cedarhurst, NY
  • 12/2017 → 01/2019
    Cetera Financial Specialists, Llc
    Schaumburg, IL
  • 12/2017 → 01/2019
    Cetera Investment Advisers, Llc
    Schaumburg, IL
  • 01/2018 → 01/2019
    Empire Wealth Advisory Group Llc
    Cedarhurst, NY
  • 01/2019 → 01/2025
    The Investment Center Inc
    Brooklyn, NY
  • 01/2019 → 01/2025
    Ic Advisory Services Inc
    Brooklyn, NY
  • 01/2025 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 01/2025 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2019-01-18 → 2025-01-29
    Ic Advisory Services, Inc.
    Brooklyn, NY
    Bedminster, NJ
  • 2017-01-25 → 2019-01-22
    Cetera Investment Advisers Llc
    New York, NY
    Cedarhurst, NY
    Brooklyn, NY
Other Businesses

Insurance sales, Life, LTC. Agent. Start date: 1/1/19, approx. 5 hrs/mo, all during mkt hrs. INV REL: Y

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-19
  • S66 Uniform Combined State Law Examination
    2017-01-19
Other Names
  • Debra Pfeffer

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST HEARTLAND CONSULTANTS, INC.
OSAIC ADVISORY SERVICES, LLC
GREYDOG FINANCIAL
EDWARD JONES
J.P. MORGAN SECURITIES LLC
SECURITY FINANCIAL ADVISORS,LLC

Other Investors

WILLIAM ROBERT ELGER
JOHN ALEXANDER MCCLELLAN
JEFFREY STEPHEN SELF
DOUGLAS ALAN VANDERSTELT
MARCUS MAYURKANT TRIVEDI
JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

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