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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-11-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Lone Tree | CO | 09/2013 | 11/2019 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 12/2019 | 09/2020 |
| J.P. Morgan Securities Llc | Denver | CO | 12/2019 | 09/2020 |
| Charles Schwab & Co., Inc | Lone Tree | CO | 09/2013 | 12/2019 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 09/2020 | Present |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 09/2020 | Present |
1) GrailP&S LLC | Investment Related:No|Retail|Owner |9/12/2025|Less than 20|0|Requesting to create sole ownership of LLC, generating online sales, and ecommerce. No intention of any financial services or investment related activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-13 |
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