John Marland Gooch

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-03
CO	RA	APPROVED	2019-01-23

TX RA
APPROVED

Since 2021-01-03
CO RA
APPROVED

Since 2019-01-23

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	09/2013	Present
Schwab Wealth Advisory Inc	Lone Tree	CO	01/2019	Present

09/2013 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
01/2019 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO

Other Businesses

Matrix Martial Arts|Investment Related:No|4807 Industrial Way Unit 102 & 103;Castle Rock;CO;80109;USA|Sports/Physical Recreation|Brazilian Jiu Jitsu Fundamentals Coach|2024-09-16|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Teach Monday & Wednesday Brazilian Jiu Jitsu Adult Fundamentals Class from 5:30-6:30pm MT from set curriculum and attend once/month coaches meeting on the weekend.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-23
S63	Uniform Securities Agent State Law Examination	2013-12-13

S66 Uniform Combined State Law Examination

2019-01-23
S63 Uniform Securities Agent State Law Examination

2013-12-13

View on SEC IAPD