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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-09-14
TX RA APPROVED_RES 2020-04-08
FL RA APPROVED 2015-08-03
MI RA APPROVED 2014-12-23
  • WI RA
    APPROVED
    Since 2023-09-14
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • FL RA
    APPROVED
    Since 2015-08-03
  • MI RA
    APPROVED
    Since 2014-12-23

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Waukesha WI 09/2015 Present
  • 09/2015 → Present
    Morgan Stanley Smith Barney Llc
    Waukesha, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2014-12-22
Other Names
  • Balley Rae Woltjer

View on SEC IAPD

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