Patrick Merrill

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Stifel Nicolaus & Co Inc
  San Francisco, CA
• 06/2017 → 08/2017
  State Street Global Advisors
  Stamford, CT
• 09/2016 → 05/2018
  New York University, Stern School Of Business
  New York, NY

Previous Registrations

• 2014-02-28 → 2016-08-19
  Stifel, Nicolaus & Company, Incorporated
  San Francisco, CA
  San Francisco, CA

Other Businesses

1. Claremont United Church of Christ; 233 W Harrison Avenue Claremont CA 91711; Church; Investment Committee Board Member; help oversee the church's investments; 07/01/2025; 10 hrs/quarter; Not during security trading hours; Not Investment-Related 2. Claremont United Church of Christ; 233 W Harrison Avenue Claremont CA 91711; Church; Board Member - Finance & Stewardship; Help provide oversight, manage the annual operating budget, and assist with various giving campaigns for the church; 07/21/2026; 2hrs/mth; Not during securities trading hours; Not investment related 3. Keck Graduate Institute; 535 Watson Dr Claremont, CA 91711; college; Member, Advisor Bench (Industry Advisor) for the Claremont Colleges Life Science Venture Catalyst at Keck Graduate Institute (KGI); Provide volunteer advisory support to early-stage life sciences, health technology, and medical technology entrepreneurs participating in the Claremont Colleges Life Science Venture Catalyst program. Responsibilities may include sharing general perspectives on financial planning considerations, capital strategy, business planning, founder wealth management considerations, and professional development. Participation may consist of periodic mentoring sessions, panel discussions, educational workshops, venture evaluations, and feedback on business presentations. No management, operational, fiduciary, fundraising, investment selection, or decision-making authority on behalf of the organization or participating ventures. No compensation expected; 08/17/2026; 4hrs/mth; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2014-02-26

Designations

• Certified Financial Planner
• Chartered Financial Analyst