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Frank Howard

Charles Schwab & Co., Inc.

Millburn, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-08-02
  • NJ RA
    APPROVED
    Since 2021-08-02

Branch Locations

350 Millburn Ave, Millburn, NJ 07041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc. New York NY 09/2013 09/2017
Fidelity Brokerage Services Llc Bridgewater NJ 10/2017 06/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2021
Charles Schwab & Co., Inc. Millburn NJ 07/2021 Present
Charles Schwab Bank, Ssb Millburn NJ 07/2021 Present
  • 09/2013 → 09/2017
    Axa Advisors, Llc.
    New York, NY
  • 10/2017 → 06/2021
    Fidelity Brokerage Services Llc
    Bridgewater, NJ
  • 07/2018 → 06/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Millburn, NJ
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Millburn, NJ
Previous Registrations
Other Businesses

Rental Property|Investment Related:No|Real Estate (Non-Agent/Broker)|Landlord|2025-01-09|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-19
S63 Uniform Securities Agent State Law Examination 2014-03-17
  • S65 Uniform Investment Adviser Law Examination
    2016-04-19
  • S63 Uniform Securities Agent State Law Examination
    2014-03-17
Other Names
  • Frank James Howard Jr.
  • Frank James Howard Jr
  • Frank James Howard
  • Frank James Howard
  • Frank Howard

View on SEC IAPD

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CHRISTOPHER RAYMOND TOUMA
SEAN J HUMPHREY
SHERLYN MCMAHON
GERARD ERBECK
GABRIEL B BERKOWITZ
JAMAAL STANTON

Other Offices

STRATEGIC ADVISERS LLC · MILLBURN, NJ
SORYN IP CAPITAL MANAGEMENT · MILLBURN, NJ
CITIZENS SECURITIES, INC. · MILLBURN, NJ
EDWARD JONES · MILLBURN, NJ
LPL FINANCIAL LLC · MILLBURN, NJ
WELLS FARGO CLEARING SERVICES, LLC · MILLBURN, NJ
BELLWETHER CONSULTING LLC · MILLBURN, NJ
J.P. MORGAN SECURITIES LLC · MILLBURN, NJ

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