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Robert Bender

Wells Fargo Clearing Services, LLC

Temecula, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-19
  • CA RA
    APPROVED
    Since 2020-10-19

Branch Locations

27555 Ynez Road Ste 120, Temecula, CA 92591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Denver CO 11/2014 09/2017
Bank Of The West Denver CO 11/2014 09/2017
U.S. Bancorp Investments, Inc. Temecula CA 09/2017 10/2020
Wells Fargo Clearing Services, Llc Temecula CA 10/2020 Present
Previous Registrations
  • 2017-09-22 → 2020-10-21
    U.S. Bancorp Investments, Inc.
    Hemet, CA
    Oceanside, CA
    Sun City, CA
    Carlsbad, CA
    Vista, CA
    Temecula, CA
    Oceanside, CA
    Temecula, CA
    Murrieta, CA
  • 2014-11-18 → 2017-10-03
    Bancwest Investment Services, Inc.
    Denver, CO
    Denver, CO
    El Cajon, CA
    San Clemente, CA
    Denver, CO
    Aurora, CO
    Spring Valley, CA
    La Mesa, CA
    Mission Viejo, CA
    Denver, CO
    La Jolla, CA
    Denver, CO
    Lakewood, CO
    San Diego, CA
    Denver, CO
    Aurora, CO
    La Jolla, CA
  • 2014-04-19 → 2014-11-24
    Waddell & Reed
    Las Vegas, NV
    Denver, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-05-16
S65 Uniform Investment Adviser Law Examination 2014-04-18
  • S63 Uniform Securities Agent State Law Examination
    2014-05-16
  • S65 Uniform Investment Adviser Law Examination
    2014-04-18
Other Names
  • Bobby Bender
  • Robert Allen Bender

View on SEC IAPD

Other Firms

ENDURING WEALTH ADVISORS
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PARK AVENUE SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
WOLFGANG CAPITAL
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

MARK RONALD TRACY
MONA HURTADO
RALPH BENDER
JACK RUTLEDGE
AMBER SMITH
RONALD Y HIDAYAT
LEE-ANN HODAPP
TOBY DUANE FERNER

Other Offices

ENDURING WEALTH ADVISORS · TEMECULA, CA
EDWARD JONES · Temecula, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TEMECULA, CA
PARK AVENUE SECURITIES LLC · TEMECULA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Temecula, CA
J.P. MORGAN SECURITIES LLC · TEMECULA, CA
WOLFGANG CAPITAL · TEMECULA, CA

More in Temecula, CA

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