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Joseph Jin

Ubs Financial Services Inc.

Tampa, FL

Tampa, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-09
FL RA APPROVED 2021-07-14
  • TX RA
    APPROVED
    Since 2023-01-09
  • FL RA
    APPROVED
    Since 2021-07-14

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc. Tampa FL 08/2015 07/2021
Ubs Financial Services Tampa FL 07/2021 Present
  • 08/2015 → 07/2021
    Sanford C. Bernstein & Co., Llc.
    Tampa, FL
  • 07/2021 → Present
    Ubs Financial Services
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-01-06
  • S63 Uniform Securities Agent State Law Examination
    2014-01-06
Designations

View on SEC IAPD

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