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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-10
TX RA APPROVED 2022-02-10
  • MN RA
    APPROVED
    Since 2022-02-10
  • TX RA
    APPROVED
    Since 2022-02-10

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 08/2016 02/2020
Bank Of America, N.A. Bloomington MN 11/2016 02/2020
Rbc Capital Markets, Llc Wayzata MN 02/2022 Present
Unemployed Minnetonka MN 02/2020 02/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-17
  • S66 Uniform Combined State Law Examination
    2016-11-17
Other Names
  • Ashley Marie Johnson
  • Ashley Stensrud

View on SEC IAPD

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