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Lorna Nicol

J.P. Morgan Securities LLC

Indianapolis, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-07-31
TX RA APPROVED 2023-07-31
  • IN RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED
    Since 2023-07-31

Branch Locations

1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Indianapolis IN 07/2012 Present
Jp Morgan Securities, Llc Indianapolis IN 09/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-31
S63 Uniform Securities Agent State Law Examination 2013-11-06
  • S65 Uniform Investment Adviser Law Examination
    2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    2013-11-06
Other Names
  • Lorna A Nicol
  • Lorna Anne Nicol

View on SEC IAPD

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