Stephen Michael Loderick

Employer firm

Arsenal 401K Advisors CRD 173055

10 advisory clients

Reported services (Item 5G)

Financial planning
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Arsenal 401K Advisors

Bluffton, SC • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2018-04-03
VA	RA	APPROVED	2014-10-21

SC RA
APPROVED

Since 2018-04-03
VA RA
APPROVED

Since 2014-10-21

Branch Locations

Bluffton, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arsenal Financial Group Llc	Richmond	VA	09/2014	01/2025
The Leaders Group Inc	Littleton	CO	11/2014	Present
Arsenal Financial Group Llc	Bluffton	SC	01/2025	Present

09/2014 → 01/2025

Arsenal Financial Group Llc

Richmond, VA
11/2014 → Present

The Leaders Group Inc

Littleton, CO
01/2025 → Present

Arsenal Financial Group Llc

Bluffton, SC

Previous Registrations

2014-07-08 → 2014-08-27

Capitol Securities Management, Inc.

Richmond, VA

Glen Allen, VA

Other Businesses

1.) ARSENAL WEALTH ADVISORS - 3/1/2017 - 38 Broughton Circle, Bluffton, SC 29909 - Founder, Ceo, Cco, financial planning, IAR bsn, Invt Rel, 5 hrs/mo; 5 hrs/mo (during trading hours). 2.) ARSENAL 401K ADVISORS - 9/1/2014 - 38 Broughton Circle, Bluffton, SC 29909 - Founder, Ceo, Cco, all facets of business, group retirement plan advisory services, Invt Rel, 120 hrs/mo; 120 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-07

S66 Uniform Combined State Law Examination

2014-07-07

Designations

Personal Financial Specialist

Other Names

Stephen M. Loderick
Stephen M Loderick

View on SEC IAPD