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Jaime L Castro Diaz

Santander Securities LLC

Medfield, MA

Boston, MA

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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-02-11
  • MA RA
    APPROVED
    Since 2019-02-11

Branch Locations

Medfield, MA • United States

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc. Boston MA 10/2016 06/2018
Mfs Service Center Quincy MA 01/2014 10/2016
Santander Securities, Llc Boston MA 06/2018 02/2022
Santander Bank, Na Boston MA 06/2018 Present
Santander Securities, Llc Boston MA 02/2022 08/2026
Santander Securities, Llc Boston MA 08/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-05
S63 Uniform Securities Agent State Law Examination 2017-03-04
  • S66 Uniform Combined State Law Examination
    2019-02-05
  • S63 Uniform Securities Agent State Law Examination
    2017-03-04
Other Names
  • Jaime Castro Diaz
  • Jaime Luis Castro Diaz

View on SEC IAPD

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