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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-28 |
| TX | RA | APPROVED_RES | 2024-04-12 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Incorporated | Chandler | AZ | 08/2013 | Present |
I*: 1683270 Entity Type: Entity For Profit Name of OBA: Gabriel C Lile Address: Investment Related: No Position, Title, Association: Owner Employee Start Date: 1/29/2024 Number of Hours: 4 weekly Number of Hours during trading: 0 Duties: Selling my artwork that I personally created.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-10 |
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