Matthew David Copley

Current Employers

Copley Financial Group, Inc.

5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-03
CA	RA	APPROVED	2016-06-16
TX	RA	APPROVED_RES	2016-06-15

NY RA
APPROVED

Since 2021-04-03
CA RA
APPROVED

Since 2016-06-16
TX RA
APPROVED_RES

Since 2016-06-15

Branch Locations

5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Guild Mortgage	San Diego	CA	07/2012	09/2025
Heritage Tax & Insurance Services	San Diego	CA	06/2001	Present
Copley Financial Group, Inc.	San Diego	CA	06/2016	Present
Copley Financial Group Dba Copley Insurance Services	San Diego	CA	02/2014	12/2018
Copley Enterprises Dba M&M Quality Vehicles	San Diego	CA	02/2013	Present
Emerson Equity Llc	San Mateo	CA	04/2019	05/2026
Copley Alternative Investments Inc.	San Diego	CA	12/2025	Present

07/2012 → 09/2025

Guild Mortgage

San Diego, CA
06/2001 → Present

Heritage Tax & Insurance Services

San Diego, CA
06/2016 → Present

Copley Financial Group, Inc.

San Diego, CA
02/2014 → 12/2018

Copley Financial Group Dba Copley Insurance Services

San Diego, CA
02/2013 → Present

Copley Enterprises Dba M&M Quality Vehicles

San Diego, CA
04/2019 → 05/2026

Emerson Equity Llc

San Mateo, CA
12/2025 → Present

Copley Alternative Investments Inc.

San Diego, CA

Previous Registrations

2013-11-13 → 2016-06-14

Gradient Advisors, Llc

San Diego, CA

Arden Hills, MN

Other Businesses

1) COPLEY FINANCIAL GROUP INC.2650 CAMINO DEL RIO N, SAN DIEGO, CA 92108; REGISTERED INVESTMENT ADVISOR; OWNER. 2) HERITAGE TAX & INSURANCE SERVICES, INC; 2650 CAMINO DEL RIO N, SAN DIEGO, CA 92108; NATURE: FIXED ANNUITIES; POSITION: OWNER/SALES MANAGER; START: 2001. 3) COPLEY ENTERPRISES, INC. (QUALITY M&M QUALITY VEHICLES); NATURE: USED CAR SALES; OWNER; START DATE: 06/2013 5) COPLEY ALTERNATIVE INVESTMENTS, INC.-INVESTMENT RELATED, 2650 CAMINO DEL RIO N. #350, SAN DIEGO, CA 92108, BROKER/DEALER-ALTERNATIVE INVESTMENTS, CCO/OWNER, REGISTERED REPRESENTATIVE, SUPERVISING OTHER REGISTERED REPRESENTATIVES, DUE DILIGENCE, OTHER SUPERVISORY DUTIES, 10 HRS MONTHLY 10 HRS MONTHLY DURING SECURITIES TRADING HOURS, 12/2025

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-01-24
S65	Uniform Investment Adviser Law Examination	2013-08-13

S63 Uniform Securities Agent State Law Examination

2020-01-24
S65 Uniform Investment Adviser Law Examination

2013-08-13

View on SEC IAPD