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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-01-07 |
| AL | RA | APPROVED | 2025-07-03 |
| NV | RA | APPROVED | 2025-01-27 |
| VA | RA | APPROVED | 2025-01-09 |
| KS | RA | APPROVED | 2024-09-26 |
| CO | RA | APPROVED | 2024-09-20 |
| KY | RA | APPROVED | 2024-02-12 |
| SC | RA | APPROVED | 2023-08-07 |
| NC | RA | APPROVED | 2023-07-27 |
| MN | RA | APPROVED | 2023-06-09 |
| OH | RA | APPROVED | 2023-04-19 |
| FL | RA | APPROVED | 2023-01-31 |
| PA | RA | APPROVED | 2022-07-27 |
| WI | RA | APPROVED | 2021-08-27 |
| MI | RA | APPROVED | 2021-05-27 |
| WA | RA | APPROVED | 2021-05-25 |
| AZ | RA | APPROVED | 2021-02-16 |
| IN | RA | APPROVED | 2020-01-09 |
| ID | RA | APPROVED | 2019-02-28 |
| CA | RA | APPROVED | 2018-01-09 |
| IL | RA | APPROVED | 2018-01-09 |
| TX | RA | APPROVED | 2018-01-09 |
Branch Locations
2550 Compass Rd Suite E, Glenview, IL 60026 • United States
Libertyville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2013 | 05/2017 |
| Northwestern Mutual Investment Services, Llc | Oak Brook | IL | 06/2013 | 05/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2016 | 05/2017 |
| Guardian Life Insurance Company | Deerfield | IL | 05/2017 | 07/2025 |
| Park Avenue Securities Llc | Deerfield | IL | 07/2017 | 07/2025 |
| Guardian Life Insurance Company | Libertyville | IL | 06/2024 | 11/2025 |
| Park Avenue Securities Llc | Libertyville | IL | 06/2024 | 11/2025 |
| Park Avenue Securities Llc | Glenview | IL | 07/2025 | 11/2025 |
| Guardian Life Insurance Company | Glenview | IL | 07/2025 | 11/2025 |
| Guardian Life Insurance Company | Deerfield | IL | 11/2025 | 08/2026 |
| Park Avenue Securities Llc | Deerfield | IL | 11/2025 | 08/2026 |
| Guardian Life Insurance Company | Libertyville | IL | 07/2026 | Present |
| Park Avenue Securities Llc | Libertyville | IL | 07/2026 | Present |
| Guardian Life Insurance Company | Glenview | IL | 08/2026 | Present |
| Park Avenue Securities | Glenview | IL | 08/2026 | Present |
1. Securian Broker License, Start: 08/01/2015, Address: 400 and 401 Robert Street North St. Paul, Minnesota 55101, 0 total hours per month, Investment related, 2) BNI Networkers Plus, Start: 10/01/2022, Address: Libertyville, IL, 10 total hours per month; 4 during securities trading hours, Not investment related, No annual compensation, 3) Volunteer Holy Smokers BBQ, Start: 09/01/2022, Address: Lake Forest, IL, 10 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 4) POA for Parents, Start Date: 9/19/2024, Address: 9136 Bentwater Parkway, Cedar Hill, TX 75104, 1 total hour per month; 0 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-08 |
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