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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-28
TN RA APPROVED 2023-01-20
  • TX RA
    APPROVED
    Since 2023-06-28
  • TN RA
    APPROVED
    Since 2023-01-20

Branch Locations

714 S. Church St., Murfreesboro, TN 37130-4926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2013 01/2023
Ameriprise Financial Services, Llc Murfreesboro TN 01/2023 Present
Previous Registrations
  • 2014-01-06 → 2023-01-24
    St Louis, MO
    Murfreesboro, TN
    Murfreesboro, TN
Other Businesses

Business Ownership; Other; Other; 206 Fox Den Way, , Murfreesboro, TN, 37130; Investment-Related; 07/29/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 206 Fox Den Way, , Murfreesboro, TN, 37130; Not Investment-Related; 07/01/2022; 10 to 19 hours per month; 0 during trading hours / Other; Other; 714 S Church Street, , Murfreesboro, TN, 37130; Investment-Related; 01/20/2023; 60 hours per month; 60 during trading hours. Outside Employment; Outside Employment; Sproles Wealth Management, PLLC; Other; 714 S Church Street, , Murfreesboro, TN, 37130; Investment-Related; 01/03/2023; 40 to 59 during trading hours; 40 to 59 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-08
  • S66 Uniform Combined State Law Examination
    2013-11-08
Other Names
  • David P Sproles
  • David Sproles

View on SEC IAPD

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