Ian Mitchell Massey

Current Employers

Employment History

• 01/2016 → 07/2025
  Lpl Financial Llc
  Irvine, CA
• 02/2016 → 11/2016
  Wealthplan Partners
  Omaha, NE
• 10/2016 → 07/2025
  Mariner Independent Advisor Network, Llc
  Irvine, CA
• 07/2025 → Present
  Osaic Wealth, Inc
  Corona, CA

Previous Registrations

• 2016-11-01 → 2025-08-07
  Mariner Advisor Network
  Corona, CA
  Irvine, CA
• 2021-08-11 → 2025-07-30
  Lpl Financial Llc
  Irvine, CA
  Corona, CA
  Omaha, NE
  Corona, CA
  Viejo, CA
  Corona, CA
  Mission Viejo, CA
• 2016-02-02 → 2016-11-11
  Wealthplan Partners
  Corona, CA
  Omaha, NE
• 2015-11-23 → 2016-02-03
  Trilogy Capital, Inc.
  Corona, CA
  Irvine, CA
• 2015-07-30 → 2016-01-26
  National Planning Corporation
  Corona, CA

Other Businesses

(1) 01/27/2016: Providence Wealth Planning DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Securities Trading - 100% Time Spent. PROVIDENCE WEALTH PLANNING, LLC POSITION: CFO NATURE: LLC - S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2016 ADDRESS: 1295 Corona Pointe Ct, Corona CA 92879, United States DESCRIPTION: All of my financial planning and company ownership responsibilities. (2) 10/05/2016: Providence Professional Insurance Services Insurance Agency POSITION: CFO INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2016 ADDRESS: 1295 Corona Pointe Ct, Corona CA 92879, United States DESCRIPTION: I typically write 5-6 term insurance policies per year. (3) 09/07/2022 - Providence Wealth Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/21/2021 - 224 Hours Per Month/8 Hours During Securities Trading. (4) 09/15/2022 - Plan With Providence, LLC - Business Entity For Tax/Investment Purposes Only - Start Date - 06/21/2021 - POSITION: CFO NATURE: S-corporation INVESTMENT RELATED: Yes 224 Hours Per Month/8 Hours During Securities Trading ADDRESS: 1295 Corona Pointe Ct, Suite 101, Corona CA 92879, United States DESCRIPTION: Plan With Providence is our company's main corporation. I am the CFO. I conduct a financial planning business and help oversee our team. (5) 05/23/2023 - Mariner Independent Advisor Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 03/31/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Mariner Independent Advisor Network LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of business, ownership, and services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. (6) 07/26/2023 - Financial Caddie, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 01/02/2023 - 20 Hours Per Month/ 1 Hour During Trading POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 ADDRESS: 22876 Briarcliff, Mission Viejo CA 92692, United States DESCRIPTION: This is a personal LLC I have developed, which our main corporation, Providence Wealth Planning, pays for my consulting services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-24
• S63 Uniform Securities Agent State Law Examination
  2013-10-26

Other Names

• Ian Massey