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Current Employers
Navigation Wealth Management

2038 Caribou Drive Suite 100, Fort Collins, CO 80525 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2021-10-05
CO RA APPROVED 2016-04-26
  • WY RA
    APPROVED
    Since 2021-10-05
  • CO RA
    APPROVED
    Since 2016-04-26

Branch Locations

2015 Central Ave Suite B, Cheyenne, WY 82001 • United States

2038 Caribou Drive Suite 100, Fort Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Navigation Financial Services, Inc. Ft. Collins CO 09/2013 Present
Navigation Wealth Management, Inc. Fort Collins CO 04/2016 Present
  • 09/2013 → Present
    Navigation Financial Services, Inc.
    Ft. Collins, CO
  • 04/2016 → Present
    Navigation Wealth Management, Inc.
    Fort Collins, CO
Previous Registrations
  • 2014-09-16 → 2016-04-25
    Ft Collins, CO
Other Businesses

NAVIGATION WEALTH MANAGEMENT. INDIVIDUALLY LICENSED TO SELL LIFE INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. CENTENNIAL CHILDREN'S CHORUS; NOT INVESTMENT RELATED; FORT COLLINS, CO; NON-PROFIT SEMI PROFESSIONAL CHILDREN'S CHOIR; PUBLIC RELATIONS/FUNDRAISING CHAIR; START DATE 08/2019; APPROX 2 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING; ORGANIZING/DELEGATING FUNDRAISING ACTIVITIES FOR THE ORGANIZATION. BUILDING RELATIONSHIPS WITHIN THE COMMUNITY TO THE CHORUS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-16
  • S65 Uniform Investment Adviser Law Examination
    2014-09-16
Other Names
  • Nick Kemp

View on SEC IAPD

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