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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-05 |
| TX | RA | APPROVED | 2025-09-15 |
| NY | RA | APPROVED | 2024-11-15 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Llc | New York | NY | 04/2014 | 09/2016 |
| Morgan Stanley Distribution, Inc. | New York | NY | 09/2016 | 01/2017 |
| Morgan Stanley Distribution, Inc. | New York | NY | 01/2017 | 01/2022 |
| Eaton Vance Distributors, Inc. | New York | NY | 01/2022 | 05/2024 |
| Neuberger Berman | New York | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-27 |
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