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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-26
VA RA APPROVED 2008-04-29
  • TX RA
    APPROVED_RES
    Since 2015-02-26
  • VA RA
    APPROVED
    Since 2008-04-29

Branch Locations

127 N Main St, Farmville, VA 23901 • United States

21513 Timberlake Rd, Lynchburg, VA 24502 • United States

114 Moses Ave, Appomattox, VA 24522 • United States

700 Main Street 2Nd Floor, Lynchburg, VA 24504 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

118 Amelon Square, Madison Heights, VA 24572 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Radford University Radford VA 08/2001 Present
Wachovia Bank, N.A. Richmond VA 04/2008 Present
Wells Fargo Advisors Llc Lynchburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lynchburg VA 11/2016 Present
  • 08/2001 → Present
    Radford University
    Radford, VA
  • 04/2008 → Present
    Wachovia Bank, N.A.
    Richmond, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Lynchburg, VA
  • 11/2016 → Present
    Lynchburg, VA
Previous Registrations
Other Businesses

SCOTT & PAUL DBA OH-DEER, INV RELATED, FOREST, VA, 50% OWNERSHIP, START: 11/10/23, 10 HRS PER MONTH, 0 HRS DURING TRADING, DEER REPELLANT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
  • S66 Uniform Combined State Law Examination
    2006-09-21

View on SEC IAPD

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