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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-15 |
| MA | RA | APPROVED | 2021-07-30 |
| TX | RA | APPROVED_RES | 2020-12-16 |
| RI | RA | APPROVED | 2017-04-07 |
Branch Locations
Sagamore Beach, MA • United States
220 Main Street 1St Floor, Suite 102, Falmouth, MA 02540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Falmouth | MA | 06/2026 | Present |
| Janney Montgomery Scott Llc | Providence | RI | 01/2016 | 10/2020 |
| Janney Montgomery Scott Llc | Providence | RI | 10/2020 | 03/2024 |
| Janney Montgomery Scott Llc | Warwick | RI | 03/2024 | 06/2025 |
| Janney Montgomery Scott Llc | Falmouth | MA | 06/2025 | 03/2026 |
| Janney Montgomery Scott Llc | Falmouth | MA | 03/2026 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-25 |
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