Timothy Woodall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2017
  First Republic Investment Management
  Newport Beach, CA
• 09/2015 → 04/2017
  First Republic Securities Company
  Newport Beach, CA
• 04/2017 → 09/2023
  First Republic Securities Company, Llc
  Newport Beach, CA
• 04/2017 → 09/2023
  First Republic Investment Management, Inc.
  Newport Beach, CA
• 09/2023 → 06/2024
  J.P. Morgan Securities Llc
  Newport Beach, CA
• 06/2024 → Present
  Lpl Financial, Llc
  Newport Beach, CA

Previous Registrations

• 2015-09-02 → 2024-06-06
  J.P. Morgan Private Wealth Advisors Llc
  Newport Beach, CA
  San Francisco, CA
• 2023-09-14 → 2024-06-05
  J.P. Morgan Securities Llc
  Newport Beach, CA
  Newport Beach, CA
• 2009-01-28 → 2015-09-11
  Ubs Financial Services Inc.
  Newport Beach, CA
• 1998-12-17 → 2009-01-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

1- 05/2024 / Highway One Capital / DBA for LPL Business (entity for LPL business) / Investment Related / 640 hrs mth / 160 hrs during trading / At reported business location(s). 2- 05/2024 / HWY 1HOLDING COMPANY INC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Ladera Ranch, CA / Start date: 04/23/2024 3- 05/2024 / Peninsula LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Port Lerwick Pl. / Start date: 01/01/2023 4- 02/25/2026 - Marital Asset Analytics, LLC - Other - Independent Financial Statement Analysis for Divorce Proceedings - Not Investment Related - At Reported Business Location(s) - Start Date 02/02/2026 - 20 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-31
• S66 Uniform Combined State Law Examination
  1998-11-23

Other Names

• Timothy J Woodall
• Timothy John Woodall
• Tim John Woodall