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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-02-08
TX RA APPROVED 2021-02-08
  • NH RA
    APPROVED
    Since 2021-02-08
  • TX RA
    APPROVED
    Since 2021-02-08

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Center Sandwich, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 02/2008 Present
Other Businesses

(1) 05/06/2016 * Real Estate Rental * not inv rel * 2405 Florida Ave Kannapolis NC 28215 * Own a home at 2405 Florida Ave Kannapolis NC 28083 that was used by my parents until their passing. It is managed by American Property Managers LLC in Kannapolis. I approve repairs/maintenance and rental proceeds are deposited to my account by the management. * start 01/01/12 * 1 hr/mo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2006-04-08
  • S66 Uniform Combined State Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2006-04-08
Other Names
  • Thad W Richardson

View on SEC IAPD

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