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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-05-01 |
Branch Locations
2000 Randolph Road, Charlotte, NC 28207 • United States
Mayfield Heights, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Cleveland | OH | 06/2012 | 12/2018 |
| Td Ameritrade | Orange Village | OH | 12/2018 | 01/2021 |
| The Huntington Investment Company | Columbus | OH | 02/2021 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pepper Pike | OH | 09/2022 | 04/2024 |
| Bank Of America N.A. | Pepper Pike | OH | 11/2022 | 04/2024 |
| Pnc Investments | Charlotte | NC | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-01 |
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