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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-28 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 04/2014 | 01/2022 |
| Lpl Financial Llc | Charlotte | NC | 01/2022 | 06/2025 |
| Wealth Enhancement Advisory Services | Charlotte | NC | 02/2024 | Present |
| Wealth Enhancement Group | Charlotte | NC | 01/2022 | Present |
| Wealth Enhancement Brokerage Services | Charlotte | NC | 02/2024 | Present |
North Carolina Notary Public - Notary - NC 28081 - Investment related - 0.01% Time spent - Start date: 04/01/2019. WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/03/2022 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 11/7/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-24 |
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