Best Investors Account Sign in

Francis Sam

J.P. Morgan Securities LLC

Henrico, VA

Chesterfield, VA

Chester, VA

Richmond, VA

Richmond, VA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-24
VA RA APPROVED 2020-09-28
  • TX RA
    APPROVED_RES
    Since 2021-05-24
  • VA RA
    APPROVED
    Since 2020-09-28

Branch Locations

4510 S Laburnum Ave, Henrico, VA 23231 • United States

9869 Iron Bridge Rd, Chesterfield, VA 23832 • United States

2420 W Hundred Rd , Chester, VA 23831 • United States

11720 W Broad Street, Richmond, VA 23233 • United States

1302 E Cary St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Richmond VA 02/2018 07/2019
Unemployed Richmond VA 01/2018 01/2018
Novitex Enterprise Solutions Richmond VA 03/2011 12/2017
Morgan Stanley Private Bank, N.A. Richmond VA 04/2018 07/2019
Cuna Mutual Group Richmond VA 07/2019 09/2020
Cuna Brokerage Services, Inc. Richmond VA 07/2019 09/2020
Jp Morgan Chase Bank, N.A. Richmond VA 09/2020 Present
J.P. Morgan Securities Llc Richmond VA 09/2020 Present
  • 02/2018 → 07/2019
    Morgan Stanley
    Richmond, VA
  • 01/2018 → 01/2018
    Unemployed
    Richmond, VA
  • 03/2011 → 12/2017
    Novitex Enterprise Solutions
    Richmond, VA
  • 04/2018 → 07/2019
    Morgan Stanley Private Bank, N.A.
    Richmond, VA
  • 07/2019 → 09/2020
    Cuna Mutual Group
    Richmond, VA
  • 07/2019 → 09/2020
    Cuna Brokerage Services, Inc.
    Richmond, VA
  • 09/2020 → Present
    Jp Morgan Chase Bank, N.A.
    Richmond, VA
  • 09/2020 → Present
    J.P. Morgan Securities Llc
    Richmond, VA
Previous Registrations
  • 2019-07-19 → 2020-09-21
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Richmond, VA
  • 2018-04-26 → 2019-07-05
    Morgan Stanley
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-26
  • S66 Uniform Combined State Law Examination
    2018-04-26
Other Names
  • Francis Kakra Sam

View on SEC IAPD

More in Henrico, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor