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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Westlake | TX | 09/2013 | 06/2024 |
| Charles Schwab & Co., Inc. | Westlake | TX | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 08/2024 | Present |
Name of Outside Business:Music; Investment Related:No; Address of Outside Business:Ft Worth, Texas; Nature of Outside Business:Music; Position:Musician; Start Date:1/31/2016; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: I sing and play in a band that occasionally is compensated for a show.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-16 |
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