Rakesh Patel

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2016
  Td Ameritrade
  Fort Worth, TX
• 10/2017 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2017 → 09/2017
  Unemployed
  Grand Prairie, TX
• 05/2021 → Present
  Schwab Wealth Advisory Inc
  Westlake, TX

Previous Registrations

• 2014-08-29 → 2016-12-05
  Td Ameritrade, Inc.
  Westlake, TX
  Fort Worth, TX
  Omaha, NE
  Westlake, TX
• 2014-08-29 → 2016-12-05
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Other Businesses

1) ANR Capital Partners S Corp|Investment Related:No|Retail|Partner|2026-04-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Purpose: UPS store that provides shipping and printing needs & for purchasing land and building homes to sell using a 3rd party agent.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-28
• S63 Uniform Securities Agent State Law Examination
  2013-10-16

Other Names

• Ricky Patel