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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. New York NY 05/2007 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2018 Present
Unemployed Long Branch NJ 12/2017 04/2018
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-09-30
  • S63 Uniform Securities Agent State Law Examination
    2013-09-30
Other Names
  • Scott Edward Henderson
  • Scott Henderson

View on SEC IAPD

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