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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-10-01 |
| TX | RA | APPROVED | 2019-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2013 | Present |
| Perry'S Market | Charlotte | NC | 10/2014 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1)NAME OF BUSINESS:PERRY'S MARKET NOT INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RETAIL/GROCERY STORE POSITION: MANAGER START DATE: 10/2014 APPROX. HOURS PER MONTH: 8 HOURS DURING SECURITY TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-10-14 |
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