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Walter Russell Bay

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6244862

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-05-23
CA RA APPROVED 2024-01-26
KY RA APPROVED 2023-12-11
GA RA APPROVED 2023-10-30
PA RA APPROVED 2023-08-09
UT RA APPROVED 2023-08-09
IL RA APPROVED 2023-07-17
MI RA APPROVED 2023-07-17
CO RA APPROVED 2023-05-16
IN RA APPROVED 2022-12-07
NC RA APPROVED 2016-05-26
TX RA APPROVED 2016-05-26
  • VA RA
    APPROVED
    Since 2024-05-23
  • CA RA
    APPROVED
    Since 2024-01-26
  • KY RA
    APPROVED
    Since 2023-12-11
  • GA RA
    APPROVED
    Since 2023-10-30
  • PA RA
    APPROVED
    Since 2023-08-09
  • UT RA
    APPROVED
    Since 2023-08-09
  • IL RA
    APPROVED
    Since 2023-07-17
  • MI RA
    APPROVED
    Since 2023-07-17
  • CO RA
    APPROVED
    Since 2023-05-16
  • IN RA
    APPROVED
    Since 2022-12-07
  • NC RA
    APPROVED
    Since 2016-05-26
  • TX RA
    APPROVED
    Since 2016-05-26

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 09/2013 Present
  • 09/2013 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-09
S63 Uniform Securities Agent State Law Examination 2013-10-14
  • S65 Uniform Investment Adviser Law Examination
    2016-05-09
  • S63 Uniform Securities Agent State Law Examination
    2013-10-14
Other Names
  • Walter Bay

View on SEC IAPD

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