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Inactive

Rakesh Nmn Budhram

Prolific Solutions

Ozone Park, NY

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Current Employers
Prolific Solutions

260 Madison Ave 8Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-27
TX RA APPROVED 2022-10-27
  • NY RA
    APPROVED
    Since 2022-10-27
  • TX RA
    APPROVED
    Since 2022-10-27

Branch Locations

Ozone Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Ozone Park NY 11/2012 10/2022
Mml Investors Services, Llc Ozone Park NY 09/2013 10/2022
Redwood Advisory, Llc Ozone Park NY 10/2022 Present
Center For Wealth Preservation Syosset NY 05/2013 Present
  • 11/2012 → 10/2022
    Mass Mutual Life Insurance Company
    Ozone Park, NY
  • 09/2013 → 10/2022
    Mml Investors Services, Llc
    Ozone Park, NY
  • 10/2022 → Present
    Redwood Advisory, Llc
    Ozone Park, NY
  • 05/2013 → Present
    Center For Wealth Preservation
    Syosset, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-31
  • S66 Uniform Combined State Law Examination
    2014-03-31
Designations
Other Names
  • Rocky Budhram
  • Rakesh Budhram

View on SEC IAPD

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