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Seth Leldon Knight

Westend Advisors, LLC

Charlotte, NC

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Current Employers
Westend Advisors, Llc

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-02
  • NC RA
    APPROVED
    Since 2022-03-02

Branch Locations

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westend Advisors Charlotte NC 06/2016 12/2018
Westend Advisors, Llc Charlotte NC 01/2019 Present
Victory Capital Services, Inc Brooklyn OH 05/2023 Present
  • 06/2016 → 12/2018
    Westend Advisors
    Charlotte, NC
  • 01/2019 → Present
    Westend Advisors, Llc
    Charlotte, NC
  • 05/2023 → Present
    Victory Capital Services, Inc
    Brooklyn, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-12
S66 Uniform Combined State Law Examination 2014-02-18
  • S63 Uniform Securities Agent State Law Examination
    2023-08-12
  • S66 Uniform Combined State Law Examination
    2014-02-18

View on SEC IAPD

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