Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-29
  • CA RA
    APPROVED
    Since 2025-09-29

Branch Locations

18575 Jamboree Rd Ste 400, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Scottsdale AZ 08/2013 05/2025
Michael Jacob Irvine CA 08/2025 Present
Northwestern Mutual Investment Services Irvine CA 09/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2025 Present
  • 08/2013 → 05/2025
    Scottsdale, AZ
  • 08/2025 → Present
    Michael Jacob
    Irvine, CA
  • 09/2025 → Present
    Northwestern Mutual Investment Services
    Irvine, CA
  • 11/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2014-03-26 → 2025-05-30
    Scottsdale, AZ
    Boulder, CO
    Newport Beach, CA
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-24
  • S66 Uniform Combined State Law Examination
    2014-03-24
Other Names
  • Kathryn Miller
  • Kathryn Joyce Miller
  • Kathryn Miller
  • Kathryn Joyce Shaw

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Irvine, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor