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Brian Matthew Prentice

Advisory Services Network

Pearl City, HI

Atlanta, GA

CRD 6244056

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2021-11-11
  • HI RA
    APPROVED
    Since 2021-11-11

Branch Locations

Pearl City, HI • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 09/2014 11/2021
Advisory Services Network , Llc Atlanta GA 11/2021 Present
Blue Note Hawaii Honolulu HI 02/2016 08/2021
  • 09/2014 → 11/2021
    Ameriprise Financial Services, Inc.
    Honolulu, HI
  • 11/2021 → Present
    Advisory Services Network , Llc
    Atlanta, GA
  • 02/2016 → 08/2021
    Blue Note Hawaii
    Honolulu, HI
Previous Registrations
Other Businesses

1) Insurance Agent: sale and service of life insurance and annuities, devote 8 hours a month.Investment related activity, 2) Board of Directors; SERA; Director of Outreach; Not Investment Related, NPO- Environmental awareness and sustainability education, Sharing when meetups take place and inviting people to activities of education. Devote 4 hours a month, devote 0 hours trading hours. 3) HIFI Strategies LLC dba HIFI Tax Strategies: tax preparer offering tax Preparation and tax planning, individual tax filing; devote 8 hours per month to this activity. Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-13
  • S66 Uniform Combined State Law Examination
    2015-02-13

View on SEC IAPD

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