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Advisory Services Network CRD 146051
$10.6B regulatory AUM 49 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-11-11 |
Branch Locations
Pearl City, HI • United States
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 09/2014 | 11/2021 |
| Advisory Services Network , Llc | Atlanta | GA | 11/2021 | Present |
| Blue Note Hawaii | Honolulu | HI | 02/2016 | 08/2021 |
1) Insurance Agent: sale and service of life insurance and annuities, devote 8 hours a month.Investment related activity, 2) Board of Directors; SERA; Director of Outreach; Not Investment Related, NPO- Environmental awareness and sustainability education, Sharing when meetups take place and inviting people to activities of education. Devote 4 hours a month, devote 0 hours trading hours. 3) HIFI Strategies LLC dba HIFI Tax Strategies: tax preparer offering tax Preparation and tax planning, individual tax filing; devote 8 hours per month to this activity. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-13 |
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